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ESG Newsletter

      Regulatory Risk for ESG Funds Highlighted by Recent Findings

      5-Dec-2022 9:28:52 AM

      2022-11-29

      Fitch Ratings: A spate of high-profile regulatory findings against how asset managers operate ESG funds and present them to clients highlights the regulatory risk associated with such funds, Fitch Ratings says. Last week, Goldman Sachs agreed a USD4 million settlement with the SEC over charges against the bank’s asset-management division for failures in ESG investment policies and procedures. 

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      Topics:North America

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